ThreeBallot is a voting protocol invented by Ron Rivest in 2006. ThreeBallot is an end-to-end (E2E) auditable voting system that can in principle be implemented on paper. The goal in its design was to provide some of the benefits of a cryptographic voting system without using cryptographic keys.

End-to-end auditable anonymous voting system
A sample ThreeBallot multi-ballot, with a first race for President with candidates Jones, Smith, and Wu and a second race for Senator with candidates Yip and Zinn.

It may be difficult for a vote to be both verifiable and anonymous. ThreeBallot attempts to solve this problem by giving each voter three ballots: one verifiable, and two anonymous. The voter chooses which ballot is verifiable and keeps this secret; since the vote-counter does not know, there is a 1/3 chance of being discovered destroying or altering any single ballot. The voter is forced to make two of their three ballots cancel each other out, so that they can only vote once.

. . . ThreeBallot . . .

The crucial advantages that the ThreeBallot system offers over comparable, ciphered ballots are:

  1. Its implementation is familiar looking and simple for voters to understand, compared to other encryption systems (arguably, the most important advantage of all).
  2. The ballots can be counted directly, without decryption. This is because they have the property that the sum of the marks is the sum of the votes for the candidate, even though any individual ballot section cannot reveal the candidate preference of the voter.
  3. There is no key that requires protection or secrecy in order to maintain security (the “Achilles’ heel” of many proposed systems).
  4. While it requires a machine to validate the ballots before depositing them, afterwards the ballot record is entirely on paper, and requires no additional security process beyond that afforded traditional ballots.

Additional theoretical system goals include:

  1. Each voter’s vote is secret, preventing vote-selling and coercion.
  2. Each voter can verify that his vote was not discarded, and was correctly used and not altered, in the computation of the election result. (And if not, the voter is in a position to prove the vote counters cheated.)
  3. Everybody can verify the election result was computed correctly.
  4. The method is designed for use with paper ballots and requires primarily low-tech devices, but is compatible with more advanced technologies.

In the ThreeBallot Voting System, voters are given three blank ballots, identical except for a unique identifier that is distinct for each ballot. To vote for a candidate the voter must select that candidate on two of the three ballots. To vote against a candidate (the equivalent of leaving a ballot blank in other systems) the voter must select that candidate on exactly one ballot.

Thus every candidate gets at least one ballot with a mark, and one ballot without a mark; as a result seeing any one ballot does not tell if the voter voted for the candidate or not. While this also means that every candidate gets at least one vote when the three ballots are summed, this constant offset for all the candidates (equal to the number of voters) can be subtracted off the final total of all the ballots.

 John Foo    [ X ]    [   ]    [ X ]         //  Any two columns marked indicates a 'for' vote Barb Bar    [   ]    [   ]    [ X ]         //  Any single column marked is not a 'for' vote. Bill Too    [   ]    [ X ]    [   ] 

However, it is imperative to verify that the voter did not mismark their ballot: no candidate can be left blank on all 3 ballots, and no candidate can be selected on all three ballots.

 Andy Oops    [ X ]    [ X  ]   [ X ]        //  Not allowed. Elle Error   [   ]    [    ]   [   ]        //  Not allowed. 

This requirement means all three ballots must be inserted into a machine to validate this before the 3 ballot vote is cast. Failure to do so would enable a voter to both cast an extra vote for and an extra vote against, allowing voter fraud; by design a for vote cannot be distinguished from an against vote once cast, so this multiple-vote fraud could not be detected until the final tally-verification (and maybe not even then), and it cannot be corrected at that point or even traced to a specific voter.

Typically, the ballots might be co-joined to simplify the marking by the voter, but before they are cast it is imperative that the ballots be separated. Once separated, and combined with other ballots in scrambled order, the true vote is encrypted. For example, consider just the third column ballot for John and Barb above. Each of them has an ‘X’ but the voter is actually voting for John and not Barb. Likewise if you saw just the second column ballot, it only shows a mark for Bill, but again the overall vote by the three ballots together is actually for John. When all 3 ballots are summed, the totals will show 2 marks for John and 1 mark each for Barb and Bill. Subtracting the number of voters, in this case 1, produces 1 vote for John and none for the others.

At the polling station, the voter makes a copy of any one of his three ballots including its ID number. In practice the machine verifying the ballots would perform this task automatically based on the voter’s free choice of one of the ballots. Then, all three original ballots are dropped into the ballot box. The voter keeps the one copy as a receipt.

At the end of the election, all ballots are published. Since each ballot has a unique identifier, each voter may verify that his votes were counted by searching for the identifier on his receipt amongst the published ballots. However, because the voter selects which of his ballots he receives as a receipt, he can arrange for his receipt to bear any combination of markings. Thus voters cannot prove to another party who they voted for, eliminating vote-selling, coercion, etc. using this receipt.

There is no indication on the ballots themselves which one was copied to make a receipt. Thus if at some point a ballot were ‘lost’ or maliciously discarded, there is a 1/3 chance that this would be the receipt ballot. A vigilant voter could detect this loss.

Rivest discusses other benefits and flaws in his paper.[1] In particular it is not suited for ranked preference voting. A field test has found ThreeBallot to have significant privacy, security, and usability problems, as well as implementation pitfalls.[2][3][4][5]

. . . ThreeBallot . . .

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. . . ThreeBallot . . .